Top 6 lessons learned from clients who have been through an SEC Auditv>
In line with our new tag line, “Don’t be a Target”, FinServ
would like to provide some insight we have gained from our clients who have had
the unfortunate experience to go through an SEC Audit .......
The Slippery Slope of Hedge Fund Regulation and Enforcement
In a recent Feb 26th Bloomberg article titled 'Hedge-Fund Assets Offshore Exempt from Reporting Rule', the Internal Revenue Service said "with respect to accounts for calendar year 2009 and earlier, U.S. investors don’t have to report large holdings .......
